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Determinants of Bank Lending

Paper Session

Sunday, Jan. 7, 2018 8:00 AM - 10:00 AM

Loews Philadelphia, PSFS
Hosted By: International Banking, Economics, and Finance Association
  • Chair: W. Scott Frame, Federal Reserve Bank of Atlanta

Bank Capital (Requirements) and Credit Supply: Evidence From Pillar 2 Decisions

Olivier DeJonghe
,
Tilburg University and National Bank of Belgium
Hans Dewachter
,
National Bank of Belgium
Steven Ongena
,
University of Zurich

Abstract

We analyze how time-varying bank-specific capital requirements affect banks' balance sheet adjustments as well as bank lending to the non-financial corporate sector. To do so, we relate Pillar 2 capital requirements to bank balance sheet data, a fully documented corporate credit register and firm balance sheet data. Our analysis consists of three components. First, we examine how time-varying bank-specific capital requirements affect banks' balance sheet composition. Subsequently, we investigate how capital requirements affect the supply of bank credit to the corporate sector, both on the intensive and extensive margin, as well as for different types of credit. Finally, we document how bank characteristics, firm characteristics and the stance of monetary policy impact the relationship between bank capital requirements and credit supply.

The Interest of Being Eligible

Jean-Stéphane Mésonnier
,
Bank of France
Charles O'Donnell
,
Bank of France
Olivier Toutain
,
Bank of France

Abstract

Major central banks accept pooled individual corporate loans as collateral in their regular refinancing operations with credit institutions. Such “eligible” loans to firms provide therefore a potential liquidity advantage to the banks that originate them. Banks may pass this advantage on to the borrowers in the form of a reduced liquidity risk premium: the eligibility discount. We exploit a temporary surprise extension of the ECB’s universe of eligible collateral to medium-quality corporate loans, the Additional Credit Claim (ACC) program of February 2012, to assess the eligibility discount to corporate loans spreads in France. We find that, in spite of the high haircuts, becoming eligible to the ECB’s collateral framework translates into a reduction in rates by 7-10bp for new loans issued to ACC-firms, controlling for loan-, firm- and bank-level characteristics. We then look at lender characteristics and examine their role in the pass-through of the liquidity advantage for banks to the eligibility discount for firms. In line with the opportunity-cost view of collateral choice, we find evidence that this collateral channel of monetary policy is only active for banks that already pledged more credit claims as collateral with the ECB and held a larger share of ACC-eligible loans in their portfolios.

The Securitization Flash Flood

Kandarp Srinivasan
,
Northeastern University

Abstract

What caused the flood of securitized products in the years immediately preceding the crisis? This paper presents evidence that demand for safe collateral in repo markets made it attractive for financial institutions to issue securitized products. Using the 2005 Bankruptcy Abuse Prevention and Consumer Protection Act (BAPCPA) as a natural experiment that shocked the demand for collateral in repo markets, this paper establishes collateralized borrowing in short-term debt markets as a contributing factor to the rise of mortgage securitization. Hand-collected data on over 900 repurchase contracts from S.E.C N-Q filings reveals underwriters of securitized products increased use of mortgage-based repos in the months following the law change. Highlighting an important connection between repo markets and securitization activity, this paper suggests the regulatory focus in Dodd-Frank (Title IX, Subtitle D) may be misdirected.

Safe Collateral, Arm’s-length Credit: Evidence From the Commercial Real Estate Mortgage Market

Lamont Black
,
DePaul University
John Krainer
,
Federal Reserve Bank of San Francisco
Joseph B. Nichols
,
Federal Reserve Board

Abstract

When collateral is safe, there are fewer opportunities for lenders to suffer economic losses. We
develop a model to show how risky and safe collateral naturally pair with different types of
lenders according to how informed the lenders are in states where borrowers are in financial
distress. Our application is to the commercial real estate mortgage market where we compare
loans funded by commercial mortgage-backed securities (CMBS) to bank loans. We model CMBS investors as lower cost providers of funding, but less informed, and vice-versa for banks. This leads to a separating equilibrium where only safe collateral is funded by CMBS and risky collateral is funded by bank lenders. This prediction is tested using the 2007-2009 shutdown of the CMBS market as a natural experiment, where suddenly collateral usually funded with CMBS were instead financed with bank loans. Our results show that loans with CMBS-like qualities that were “counterfactually” funded by banks were less likely to default or be renegotiated. We conclude that the securitization channel in this market, when available, funds safer collateral.
Discussant(s)
Bent Vale
,
Norges Bank
Michael Koetter
,
Leibniz Institute for Economic Research and Otto-von-Guericke University
Hector Perez-Saiz
,
Bank of Canada
Ronel Elul
,
Federal Reserve Bank of Philadelphia
JEL Classifications
  • G2 - Financial Institutions and Services